Getting the measure of replacement, reduction and refinement

How do researchers accurately capture the impact of their science? With the submission deadline for the Research Excellence Framework later this month, NC3Rs Deputy Board Chair, Professor Jamie Davies, discusses measuring the impact of 3Rs science beyond an annual count of animals used for research.

Professor Jamie Davies, University of Edinburgh

Professor Jamie Davies, Deputy Board Chair, NC3Rs



Measure what is measurable, and make measurable what is not so – this was Galileo Galilei’s advice for anyone wanting to make rational progress. Science is full of measurements but, ironically, one of the most difficult things to measure accurately is the growth of science itself, and the impact it has on human and animal lives and behaviour. For an organisation like the National Centre for the Replacement, Refinement and Reduction of Animals in Research (NC3Rs), which funds and disseminates the development of alternatives to animal use, meaningful measures of impact are critical for discovering which approaches work best, for which areas of science, and for which type of laboratory. Since the ideal impact of research funded by NC3Rs achieves several different things at once, improving science along with reducing animal suffering in its cause, finding appropriate measures is not a trivial task.

The most obvious method for tracking 3Rs impact – just count all the non-human animals used each year and interpret a fall as success and a rise as failure – is deeply flawed for several reasons.

To begin with, the main ’3Rs’ aim is to reduce animal suffering, either by not using (as many) animals, or by using animals in a way that harms them less, or by using ‘lower’ animals in place of ‘higher’. Just counting animals is a poor measure of suffering because it would treat a mouse in a harmless breeding programme equally with an immunodeficient mouse inoculated with a metastasising human cancer. Similarly, simple counting would treat a fruit-fly, a mouse and a chimp equally, though most people do not take that view: when the dog Laika was launched on Sputnik 2 in 1957, for example, the RSPCA and NCDL (now the Dogs Trust) organised a minute’s silence in the UK: no public protest was made when fruit flies had been launched on the suborbital V2 Blossom I ten years earlier. At the very least, therefore, a useful counting system would need to involve the raw count multiplied by some factor that measures severity and by some species-specific factor connected with how much (we think) a species suffers from a particular treatment.

Even this idea of a corrected count, which includes factors for severity and species, is unlikely to be a very good measure of impact except in a very local context. Animal experiments are typically time-consuming and expensive and are frequently the rate-limiting step in research, especially in large-scale screens of drugs or mutants. Reduction of animal use per candidate molecule, for example by using in vivo imaging to follow a process through time in one animal, rather than sacrificing one of a group of animals at different time-points for the same information, will save a great deal of time and money, perhaps reducing both to 20% of their former values. The lab blessed with this saving will not just go off to play golf on the four days-a-week they have saved: they will now be able to screen five times as many molecules. In this case, total animal use (and suffering) will not have changed: what will have changed is that five times as much science is done per animal. Our corrected count therefore needs to be divided by some standard measure of benefit (scientific papers published? Drugs patented? Drugs eventually licensed?).

Even if we agree on factors for this now quite complex metric – and agreeing on them will not be easy – is a ‘grand-total’ figure really what we want? When we worry about the treatment of humans by repressive regimes, we usually focus on the fate of the few who suffer most: we would not consider a small improvement in the lot of the masses to be able to cancel out, arithmetically, a worsening treatment of the most abused few. If we reject a simple-minded calculus of suffering for humans, can we justify it for non-human animals, or should we again focus on improving the lot of the ones who suffer most?

Quantitative approaches, though most natural to scientists, are not the only methods for demonstrating impact. Our colleagues in the sociology have developed many useful qualitative approaches and some of these – for example case studies – are very well suited to demonstrating impact in the 3Rs. Indeed, the narrative nature of a case study, especially one that illustrates improved science as well as 3Rs impacts, is that it can be directly useful in inspiring others to make a similar change in their own labs. Case studies are therefore not only a demonstration of impact: they can also be the means of generating more. Case studies also have the possibility of being extended forward in time, from the initial description of impact in the practice of a lab, to the eventual outcome of the science in, say, human health, as well as the changing practice of other labs. This approach of case studies is encouraged in university science by the Research Excellence Framework (REF): if future versions of the REF were to include a specific section for 3Rs impacts, there may be an almost instant increase in academics’ awareness of the possibility of making a real contribution (whether they are funded by the NC3Rs or not).

In our bench science, we seldom rely on only one tool. In the “science” of impact metrics, we also need to use a selection of tools, some quantitative, some qualitative, some local, some national, some measuring the effectiveness of funding agencies, some of individual labs, some measuring the 3Rs impact directly and others capturing the improved science. None of this is particularly easy: good science seldom is.

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